– NRI CIS 3. I/We have not had any record of violation of the laws or regulations of Home Jurisdiction in matters relating to the disclosure of material information to investors or Home Regulator, and
Thailand (the “SET”) material matters resolved in the meeting as follows: 1. Inform the change of the date of the Extraordinary General Meeting No. 1/2017 for the reason that the Company has a concern on the
Business regarding the prevention and management of conflicts of interest to be in the same manner with respect to the following matters: (1) Excessive Transactions for Clients shall be in accordance with
, conditions, and procedures for the following matters for compliance by management companies : (1) the sale and redemption of investment units of mutual funds , the increase or reduction of investment units of
, and procedures for the following matters for compliance by management companies: (1) the sale and redemption of investment units of mutual funds, the increase or reduction of investment units of mutual
to ensure the uniformity of the operating standards, the Office shall have the authority to issue notification specifying rules, conditions and procedures on the following matters for the management
specifying rules, conditions and procedures on the following matters for the management companies to comply: (1) Sale or redemption of investment units of a mutual fund, increase or reduction of investment
sale of newly issued sukuk; (3) prescribes particulars in the trust instrument for issuance of sukuk. Clause2 This Notification contains provisions in the following matters: (1) application for obtaining