capital market investment consultant for 3 months, effective from June 16, 2015.The investment consultant is unable to make any trading decisions on behalf of the client even with the client's permission
she had already been subject to one-month suspension imposed by his employer, the suspension imposed by the SEC shall remain for 3 months, effective from May 20, 2015. *Clause 20(2) and (3) of the
investment consultants has been effective from May 26, 2015. *Clauses 20(1) and (2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business
days, effective from May 23, 2015. * Clauses 20(1) and (2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 which was prohibited characteristics of personnel in the
it easier and more cost-effective for shareholders to have their say in the company?s decision-making with regard to business operation and relevant issues. We wish to see listed companies adapt these
members recognized the importance of effective cooperation and agreed to use this multilateral forum to facilitate policy discussion and further develop cross-border assistance. In addition, they agreed to
promotion for all business operators in the capital market. Expected to become effective in Q1/2013, the streamlined rules will set the same advertising and sales promotion standards for all businesses with
exempted during the conversion process whereas the effective date of registration statement and draft prospectus of REITs will be expedited. In addition, one trust manager-one REIT rule generally applies to
for one month, effective from May 15, 2013 and also disclosed inappropriate behavior of {B}.
accepted, starting from December 7, 2012. Earlier, he had submitted a letter to the SEC for termination of his status as the SEC approved auditor, effective March 30, 2012.