>> Licensing Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 90 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission
>> Notifications of Investment Management Companies Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 133 26/12/1999 30/03/2000 Contact The
>> Investment Powers and Restrictions Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 133 26/12/1999 30/03/2000 Contact The Securities and
>> Business Office Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission SorNor. 5/2550 Re: Establishment of a Branch
>> Execution of Agreements for Management and Management of Private Fund Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 133 26/12/1999 30/03
calculation Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 133 26/12/1999 30/03/2000 Contact The Securities and Exchange Commission
/ >> Disclosure Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 108 12/03/1992 16/05/1992 2. Act Securities and Exchange Act 2535 133 26/12/1999
Fund Selling Representative Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 100 12/03/1992 16/05/1992 Contact The Securities and
Manager Business >> Executives of asset management companies and personnel in asset management business Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivatives Act B.E
from the effective date of this Notification to 31 December 2018; (2) thirty-five million baht from 1 January 2019 to 31 December 2021; (3) fifty million baht from 1 January 2022 onward. In the case that