qualifications under Clause 9 and take steps in the matter shown under (a), (b), (c) and (d) of (1) at all time during which it undertakes derivatives business except the licensee of derivatives business license
the matter shown under (1)(a), (b), (c) and (d) during the period of undertaking securities business; (4) the licensee shall maintain status of the legal entity in conglomerate during the period of
units of foreign investment scheme, a securities company shall comply with the following requirements: (1) receiving sale, repurchase or redemption order during hours and days as specified in offering
1 shall prepare and file such reports even though there is none of any transaction during such period. Clause 4 Business operators shall file reports in Clause 3. with the SEC Office in the electronic
increased by Baht 111.25 million, because of the investment of Baht 166.74 million in equipment and the depreciation of Baht 55.49 million during the period. - Biological assets increased by Baht 0.89 million
have duty to file the reports under (2) or (3) with the Office shall file such reports even though there is no transaction during such period. Clause 3/1 . In case where securities companies wish to file