treatment income of chronic diseases from Social Security Office. Subsequently, Mr. Kumpol Plussind commit offense in using Mr. Krit Plussind's and Miss Kullapa Plussind's securities trading

possessed the inside information that ICHI’s operating net profit decrease in the financial statement of 2016 which significantly fell from the operating net profit of Q4/2014 had a net loss of amount of

., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official

from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992), Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the inquiry official of

Mr. Fredrick Ian McIntyre Mr. Fredrick Ian McIntyre colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license from the SEC, in

2019, the Criminal Court sentenced the accused to pay a fine of Baht 40,000 and a further fine of Baht 200 each day for 859 days starting from June 1,2022 until October 7,2022 totally 171,800 Baht. The

Company Limited’s shares offering in the form of general or to the public without approval from the SEC office. SEC Act S.300 in conjunction with 34 Criminal Complaint Filed with an Inquiry Official

Kannithi Company Limited Kannithi Company Limited offered for sale newly issued securities in the category of debentures (Private Placement : PP) without approval from the SEC office which is in

Thanathip Consult Company Limited Thanathip Consult Company Limited offered for sale newly issued securities in the category of debentures (Private Placement : PP) without approval from the SEC

the approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. This case is in the process of inquiry by the inquiry official SEC Act S.33 Criminal Complaint Filed