/2561 Re: Preparation of Report on Changes in the Securities and Derivatives Holding of Directors, Executives, Auditors, Plan Preparers and Plan Administrators carefully to ensure complete and accurate
on which the disruption occurs. Once the major operational disruption ends, intermediaries shall notify the SEC without delay. Clause 10 Intermediaries shall keep documents and evidence relating to the
sufficient details; (5) Arrange to keep documents and evidence with respect to the exercise of voting rights for a period of not less than five years from the date of voting in order for the Office or
appropriate methods and in sufficient details; (5) Arrange to keep documents and evidence with respect to the exercise of voting rights for a period of not less than five years from the date of voting in order
process and the disclosure requirements, e.g. filing the registration statement, the draft prospectus, audited financial statement, and other documents related to ICO with the SEC. Therefore, when fraud or
16. Report/Form (Notification of Securities and Exchange Commission) Form for Reference of Documents for Approval (marketing officer) 17. Circular 4/2547 20/02/2004 18. Circular 2/2555 22