?SECID=9126 SEC Board orders Zipmex to resume trading services according to trading rules and deposit/withdrawal service of digital assets company’s Trading Rules as approved by the SEC Board and its
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9126 SEC Board orders Zipmex to resume trading services according to trading rules and deposit/withdrawal service of digital assets company’s Trading Rules as
Wannapat signed the names of clients and the authorized checker on fund trading order forms without the actual signatures of either party, and used the checker’s password, without authorization, to approve
. receiving a gift or other benefits from the client , servicing person or any person; 3. having a trading account of and investing in capital market products belonging to directors, executives and other
other benefits from the client, servicing person or any person; 3. having a trading account of and investing in capital market products belonging to directors, executives and other personnel, in order
Institute (DIGI) under the Digital Government Development Agency (DGA) to promote usage and benefits of Open Data. Dr. Puangpet Chunlaiad, Minister attached to the Prime Minister's Office, presided over the
market, including guidelines for enhancing the development of the Thai securities industry where all sectors are able to gain benefits fairly and efficiently. The joint meeting was held at the SEC
thier own benefits, which fraudulently caused damage to PICNI's property, violating Section 307, 308, 311. The Appeal Court sustained the judgment of the Court of First Instance on November 24, 2006
benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor