Derivative Warrants | BDMS08C1607A | DERIVATIVE CALL WARRANTS ON BANGKOK DUSIT MEDICAL SERVICES PUBLIC COMPANY LIMITED ISSUED BY ASIA PLUS SECURITIES COMPANY LIMITED LAST TRADING IN JULY 2016 # A

Derivative Warrants | BDMS11C1607A | DERIVATIVE CALL WARRANTS ON BANGKOK DUSIT MEDICAL SERVICES PUBLIC COMPANY LIMITED ISSUED BY KASIKORN SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN JULY 2016

Derivative Warrants | BDMS11P1607A | DERIVATIVE PUT WARRANTS ON BANGKOK DUSIT MEDICAL SERVICES PUBLIC COMPANY LIMITED ISSUED BY KASIKORN SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN JULY 2016

Derivative Warrants | BDMS28C1607A | DERIVATIVE CALL WARRANTS ON BANGKOK DUSIT MEDICAL SERVICES PUBLIC COMPANY LIMITED ISSUED BY MACQUARIE SECURITIES (THAILAND) LIMITED LAST TRADING IN JULY 2016 # A

, name and contact address of clients in Thailand, records of their meeting with clients, lists of tradable securities, and records of investment fees charged on clients. SEC also finds that Broadgate

Derivative Warrants | BDMS42C1602A | DERIVATIVE CALL WARRANTS ON BANGKOK DUSIT MEDICAL SERVICES PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST

Derivative Warrants | BDMS42P1602A | DERIVATIVE PUT WARRANTS ON BANGKOK DUSIT MEDICAL SERVICES PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST

Derivative Warrants | BGH42C1506A | DERIVATIVE CALL WARRANTS ON BANGKOK DUSIT MEDICAL SERVICES PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST

Derivative Warrants | BGH42C1411A | DERIVATIVE CALL WARRANTS ON BANGKOK DUSIT MEDICAL SERVICES PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST

Derivative Warrants | BGH42P1502A | DERIVATIVE PUT WARRANTS ON BANGKOK DUSIT MEDICAL SERVICES PUBLIC COMPANY LIMITED ISSUED BY MAYBANK KIM ENG SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST