e-service Online Submission See canceled document Business Operation Rules >> Branches (Section 92)   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and

e-service Online Submission See canceled document Derivatives Agent >> Licensing / Registration (Section 16)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Agent >> Business Conduct (Section 18)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Dealer >> Business Conduct (Section 18)   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

Section 9 and Section 49 of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The following Notifications shall be repealed: (1

Re: Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services _____________ By virtue of Section 98(10) and Section

of 1987, Section 43 of the Royal Enactment on Special Purpose Juristic Persons for Securitization of 1997, and Section 95 of the Emergency Decree on Digital Asset https://www.sec.or.th/EN/Pages

results Sort by: Relevance Date (Newest) Date (Oldest) English (United States) CriminalActions 42 of the Provident Fund Act of 1987, Section 43 of the Royal Enactment on Special Purpose Juristic Persons for

funds; (3) “ infrastructure asset ” means: (a) the https://publish.sec.or.th/nrs/5883pe.doc DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed

https://publish.sec.or.th/nrs/5883pe.doc DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board