assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7435 SEC issues rules on

public should be aware that none of the three digital assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to https://www.sec.or.th/EN/Pages

advertisement relevant details to the SEC for approval (Clause 34/5 of the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital

ได้รวมเงินจาก RMF for PVD ไว้ด้วย นั้น ส านักงานขอเรียนว่า บัดนี้การพัฒนาระบบอนุมัติจัดต้ังและจัดการกองทุนรวม (Online Fund Approval and Management System, “ระบบ OFAM”) และระบบรับแบบรายงาน (One For All

to allow the transfer of units of LTF into Thai ESGX offered by those AMCs. ** All Thai ESGX are currently under review for approval by the SEC. Once approved, investors will be able to access detailed

businesses pose risks to client assets. Such operations require approval from the SEC Board, which the company has not obtained; and  (4) Improving measures to prevent conflicts of interest and properly

their borders, and fund managers can offer their products cross-border under an efficient approval system. The addition of the Philippines to the three existing jurisdictions under the Framework

EIC plans to seek approval of the shareholders at the Extraordinary General Meeting of Shareholders on Tuesday, 9 July 2019, for Food Holding Co., Ltd., its subsidiary, to acquire 100% of the

2018) of the approval of the KTBST as a financial advisor.

Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due