client's order and not taping investment advices and client's order. Following a report on client?s complaint filed by Globlex Securities Company Limited, the SEC probed into the case and found that {A} sent

scheme of minimum 100,000 baht investment for 12 months to earn a high return of 15 percent per annum.  In the case of Lederer (Thailand) and its authorized director Kanyakorn Supakarnkachareon, investors

case, the aforesaid transaction requires the approval of at least three fourths of the attending shareholders with the voting right, excluding those with a conflict of interest. 

into force in December 2015, essentially any group of inflicted persons may file a civil class lawsuit under jurisdiction of the court and according to the nature and types of the legal case.?The law

? from MAC capital reduction.This is the case where AC and IFA have different opinion from BROOK board of directors and the transaction has an impact to the price and benefit that BROOK should be obtained

(SET) in case the business is listed on the SET.To support SMEs to fully make use of PE, the SEC has carried out five actions:(1) Revising rules to allow exemption for PE manager from holding securities

company.This case was a referral from the Stock Exchange of Thailand and auditor?s opinion. The SEC?s further investigation found reasonable evidence indicating that the acts of Amnat, Shine and Kittichai were

regulations may be relaxed in case holding company is deemed to have control over the businesses according to accounting standards or is restricted by law or public joint venture. The amendment aims to

the case of Thai national holiday, selling agent may exercise own discretion whether to trade investment units providing that the service information must be disclosed to investors in advance. In

days.In any case, failure to comply with the SEC orders or disclosure of information inconsistent with the facts may subject EARTH's directors and executives to legal action that could lead to criminal