ที่ใช้ปัจจัยพื้นฐาน (fundamental analysis) และบทวิเคราะห์ทางเทคนิค (technical analysis) เผยแพร่แก่ลูกค้าในการให้บริการเป็นนายหน้าซื้อขาย หลักทรัพย์ บริษัทหลักทรัพย์จะต้องจัดให้บุคคลที่ได้รับความเห็นชอบ

Clause 15/3, the examination and certification documents of the mutual fund supervisor shall also be attached to the written request for a resolution or the written notice of the meeting; (3) have the

verification and examination. CHAPTER III Custody of client’s assets Clause 17. A securities company shall segregate the assets under its custody as customer’s assets not less than the followings: (1) money; the

) -5- Clause 16. A securities company shall keep the information and documents related to the custody of client’s assets at least two years for the Office’s verification and examination. CHAPTER III

for a resolution or the written notice of the meeting, whichever the case may be. In case of the execution of a transaction under the second paragraph of Clause 15/3, the examination and certification

1/2 (Translation) Ref. HPIR 004/2018 February 28, 2018 Subject : Management Discussion and Analysis for the year ended December 31, 2017 To : The President The Stock Exchange of Thailand Duplicate

23 April 2018 At: ACC/HO 016/61 Re: Management Discussion and Analysis for the three-month period ended 31 March 2018 To: President The Stock Exchange of Thailand During the first quarter of 2018 the

higher equity. Shareholders' Equity As of March 31, 2018, shareholders' Equity was Bt11,790 million, an increase of Bt516 million, mainly due to operating profit from the period. Analysis of performance

)236-835 150/18 Mitraparb Rd. Muang Khon Kaen Thailand 40000 Tel. (043) 333-555 Fax. (043)236-835 Ratchaphruek Hospital No. RPH-SET 8/20178 May 10, 2018 Subject : Management Discussion and Analysis

(Translation) NEP-AC 001/2561 10 May 2018 Subject : Management Discussion and Analysis for 1st Quarter ended March 31, 2018 To : The President The Stock Exchange of Thailand Operating Result NEP