Securities and Exchange Commission. Clause 33. The securities company shall prepare and file the reports with the Office using the forms and within the schedules as follows: (1) Report on the financial status
Exchange Commission. Clause 33. The securities company shall prepare and file the reports with the Office using the forms and within the schedules as follows: (1) Report on the financial status and business
. When the initial margin becomes lower than the maintenance margin, the derivatives broker will require the investor to fill the initial margin up to the original amount within the specific period of time
that amount. When the initial margin becomes lower than the maintenance margin, the derivatives broker will require the investor to fill the initial margin up to the original amount within the specific
initial margin up to the original amount within the specific period of time. If the investor is unable to do so, the derivatives broker will close out the derivatives position of the investor. However the
result of its consideration to derivatives broker within thirty days as from the date of receipt of complete application and supporting documents except for the case that the system for inspection and
consideration to derivatives broker within thirty days as from the date of receipt of complete application and supporting documents except for the case that the system for inspection and further consideration are
notify, the result of its consideration to derivatives broker within thirty days as from the date of receipt of complete application and supporting documents except for the case that the system for
matter to the Office within five working days from the date of sale of such assets or the termination of contract, as the case may be, in the form as specified by the Office in advance. Clause 9. In
company shall report such matter to the Office within five working days from the date of sale of such assets or the termination of contract, as the case may be, in the form as specified by the Office in