) presenting capital market products or services suitable for clients based on the results of the clients’ suitability test and recommended asset allocation; (c) distributing documents for communicating with and
is 61.84 percent as calculated based on the total value of consideration criterion, which gives the highest transaction value. After computation of the foregoing with the transaction size of the
of not more than Baht 15,000 million2 will result in the total transaction value of not more than Baht 29,500 million, equivalent to the transaction size of 71.81 percent as calculated based on the
transaction of capital market products appropriately (basic asset allocation) based on the result of such suitability. The provision of basic advice on basic asset allocation as specified in Paragraph 2 shall
client’s awareness on the importance of asset allocation and determine investment proportion or enter into a transaction of capital market products appropriately (basic asset allocation) based on the result
percentage of fee that based on the performance (Performance fee) whereby the management company should perform the following 2.1 Prescribing a benchmark that is appropriate for the investment policy for the
the fund 2. Having rules of practice for prescribing the percentage of fee that based on the performance (Performance fee) whereby the management company should perform the following Page 10 of 32
not been approved by its regulatory authorities or the Financial Institutions Restructuring Authority, or that is ordered to resolve its distress financial positions by way of capital decrease and
income structure of such period is required, as the case may be. 2 Including the profit margins in the associates based on equity method. 3 Describe the nature and proportion of other incomes, other