employee of Ausiris Futures Co., Ltd. {A} and four employees of KGI Securities (Thailand) PLC {B}, {C}, {D}, and {E}, effectively from August 17, 2012, as well as revealing inappropriate actions of {F} and

Board has appointed (1) Kaisri Nuengsigkapian as SET governor for another term (2) Yothin Nerngchamnong and (3) Sasitorn Phongsathorn. The three governors serve a term of two years, starting from August

SEC Board has appointed (1) Sompol Kiatphaibool as SET governor for another term and (2) Supak Sivarak. Both governors serve a term of two years, starting from August 15, 2011.

evidence gathered by the inquiry official from the SEC?s proceeding of the criminal complaint against NMG Chairman Nittimon Hastindra Na Ayudhya, who presided over the shareholders? meeting in December 2015

} and (11) {K} for manipulating share price of Millcon Steel Plc. (MILL).  With the referral from the Stock Exchange of Thailand on irregular trading of MILL shares by a group of persons, the SEC probed

already submitted where a number of transactions had no details of either amount or price of securities. From the record, in addition, the client sometimes allowed him to make trading decision and the

Bangkok, January 30, 2014 - The SEC imposed a three-month suspension of approval on {A} of Maybank Kim Eng Securities (Thailand) Plc., Nakhon Ratchasima branch.This follows a report from Maybank Kim

Bangkok, February 11, 2013 - The SEC imposed a one year suspension on {A}, a capital market investment consultant of Finansia Securities Plc., effective from February 8, 2013; and also disclosed

STP&I Plc. (STPI)?s shares using inside information. With the referral from the Stock Exchange of Thailand (SET), the SEC investigation revealed that Choavalit, Yanyong and Ziriwat had purchased STPI

, effective from December 4, 2012.Following an investor complaint against {A}, the SEC probed into the case and found that she had been authorized by her client to make trading decisions on the client's behalf