provision.However, the draft guidelines will be effective and applicable to the aforementioned business operators only if approval from SEC has been obtained. SEC is, therefore, seeking comments from the business

on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without

, greenhouse gas emission, and respect for human rights, etc.” Form 56-1 One Report will become effective from the financial period ending 31 December 2021. The submission must be within three months as from the

suspension on {A}, effective from 1 November 2017.  In the case of {B}, she committed similar acts by signing on the subscription order of a client without contacting or giving advice to the client. Instead

planner** for three months and 22 days, effective from 22 April 2019.The SEC strongly advises investors against allowing investment consultants to make securities trading decisions on their behalf

his approval as investment consultant and branch manager or equivalent position for two months for failing to comply with the client’s instruction, effective from 5 April 2019, and disclose the

contribution rate at 15%, to have an appropriate management plan for its investment, as well as to have the right benchmark to measure investment performance, for the most effective follow-up in and assessment

’ list and then may exercise the right to appeal such DBD’s decision.According to Section 42 of the Administrative Procedure Act B.E. 2539 (1996), an administrative order shall be effective since the

trusts (REIT). It is expected to be effective in January 2019.Even though Thailand has already had in effect the rules permitting foreign investment advisors to provide advisory services to Thai

or wasu@sec.or.th until 24 August 2018.  It is expected that the new notification will be effective by the third quarter of 2018.  _____________________________