by Ms. Noppawan Suwan and Mr. Viroj Arnokkaeo, who allowed their separate trading accounts to be used for the YCI transactions in exchange for compensation.  Such market manipulation was in violation

facilitating the financial transactions while Aiyarin helped to make trading orders of  KC shares in Supranee?s account.The acts of Supranee, Pongpop, and Somboon were considered to be in contravention of

seek personal gain from the margin of such offering and trading transactions. However, the clients who had paid for their orders did not receive the purchased shares or such shares did not exist in the

involving with complicated transactions, audit works need competent audit teams under quality assurance system. To lift up confidence in the Thai capital market, audit firms should place priorities on

clients showed trading transactions made on a continual basis and in high volume but the source of orders was not found. Besides, {A} persuaded the clients to trade securities where he was the one

accounts, send trading orders, and facilitate financial transactions related to such manipulative tradings. The DSI and public prosecutors under the Department of Special Litigation of the Office of the

} had submitted some trading orders and later asked the client to re-submit those orders via the phone recorder. Moreover, several transactions showed that the securities were traded intra-day at the

: Rule on Entering into Material Transactions Deemed as Acquisition or Disposal of Asset dated 31 August 2008 (as amended) and the Notification of the Board of Governors of the Stock Exchange of Thailand

Capital Market Supervisory Board No. TorChor. 2 0 /2 551 Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets and the Notification of the Board of Governors of the

to the Notification of the Capital Market Supervisory Board No. TorChor. 2 0 /2 551 Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets and the Notification of