market product having high risk or complex characteristics shall comply with the regulations under Chapter 6; (7) receiving trading orders of capital market products outside the offices of intermediaries
trading. The aforesaid actions of Shine were in contravention of Sections 243(1), (2) and 244 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code
’ assets shall be reconciled every business day to ensure accurate and updated records of clients’ assets; and 3) Seeking benefits from clients’ assets: Seeking benefits from clients’ fiat money shall be
To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
whole amount of the benefits from the fund after the resignation while his or her membership continues for a period specified in the fund?s article. In addition to the abovementioned, the SEC will propose
benefits from 300 to 400 days - 18.87 (18.87) (100.00) Net Profit (Excluding Extraordinary Items) 172.41 150.92 21.49 14.24 6-Month Period (January – June) Net Profit (Including Extraordinary Items) 350.79
, on November 6, 2018, the Board of Directors of the Company had resolved the resolution to the Company that it shall cease metals trading business at the end of the first quarter of 2019. (“Discontinued
transactions : No. Type of transaction Description Total Amount 1. Supporting normal business transaction without general trading conditions Expense item - Utility charges - Business consultancy fees
., Ltd. acting as the company’s management 3. General description of the transactions : No. Type of transaction Description Total Amount 1. Supporting normal business transaction without general trading