Chartered Financial Analyst (CFA) or Certified investment and Securities Analyst (CISA) level one or any other comparable curriculums approved by the SEC Office in applying for an approval to be listed in

a trustee or an applicant for performing trust business being a company having one or more shareholders which are commercial bank, securities company or financial institution established under

such executive. “associated person” means persons with one or more of the following relationships: (1) spouse and the child who has not yet become sui juris; (2) relationship between a juristic person

an application using the Form 35-W attached hereto together with [one set of] the followings supporting documents: (1) details of warrants; (2) details of the issuing company; (3) other documents and

) having at least an undergraduate degree in either one of the following areas: (a) Islamic law; (b) Islamic principle; (c) Islamic commercial law and Islamic transactions; (d) Islamic economics and Islamic

of identical written form and one of which shall be given to clients as evidence. In cases where the service contract of securities registrar is lost or damaged and clients request the securities

Foreign Auditors in the Capital Market according to the (select only one that apply) Clause 6(1) of the Notification of the Office of the Securities and Exchange Commission No. SorShor 30/2558 Re: Approval

the company had an extra expense from a delayed project and it is one time cost. Moreover, revenue increased Bath 25 million. 2. Management Service (“MS”) had an increase in gross profit for Baht 10

company shall appoint only one person from such register to be Fund Manager according to rules under Clause 8, or Clause 17 the first paragraph (3); (2) in case the management company appoints its employee

disclosed, the unitholders shall be entitled to claim damages from the CIS operator pursuant to section 82 of the Securities and Exchange Act B.E. 2535 (1992) within one year from the date on which the fact