date to be specified in the notifying letter of the SEC Office.  ________________________________

On 19 and 28 June 2018, SEC held a seminar on the topic of the I Code and the benchmark assessment of PVD at the SEC office, where over 200 PVD committees had attended. PVD plays a crucial role in

Bank of Thailand and the Office of Insurance Commission, will participate in FSAP, which will be conducted jointly by the International Monetary Fund (IMF) and the World Bank, from the end of 2018 to

comments and suggestions through the website or email: corporat@sec.or.th. The public hearing ends on 13 February 2023._________________________Remark: * Notification of the Office of the Securities and

amendments, the SEC has reported the case to the Anti-Money Laundering Office (AMLO) for consideration of further actions.The filing of a criminal complaint is just the commencement of the criminal proceedings

registration statement with the SEC Office.   ** Notification of the Securities and Exchange Commission No. Kor Jor. 39/2564 Re: Determination of Definitions of Institutional Investor, Ultra-High Net Worth

. To report suspicious activities, please contact the SEC through the SEC Public Service Center Hotline at 1207, the official SEC Facebook Page at “สำนักงาน กลต.” (Office of the SEC), or SEC Live Chat at

Bangkok, June 21, 2016 ? The SEC and the Stock Exchange of Thailand (SET), with support from the Office of the Judiciary, have recently co-organized a capital market seminar to discuss how class

Global Markets Ltd. (Navista) for operating derivatives business without license. Following the reports on their suspicious unlicensed derivatives activities, the SEC conducted raids on GISP?s office

ACL Securities Co., Ltd.were considered a contravention of the SEC Office Notification concerning financial advisor approval and scope of business which specifies that financial advisor supervisor must