The Securities and Exchange Commission (SEC), represented by Pol. Lt. Col. Sutthisak Jitpimonmas, Assistant Secretary-General, together with SEC executives, extended the SEC congratulations to the
The Securities and Exchange Commission (SEC), represented by Ms. Areewan Aimdilokwong, Assistant Secretary-General, along with SEC executives, extended the SEC congratulations to the Federation of
The Securities and Exchange Commission (SEC), led by Secretary-General Pornanong Budsaratragoon along with executives, held a joint meeting with the Thai Fintech Association (TFA), led by President
The Securities and Exchange Commission, led by Secretary-General Pornanong Budsaratragoon and the management team, held a meeting with the Thai Investors Association (TIA), led by President
UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a mutual fund management company, failed to manage the Brilliant Plus Fund with the rules, conditions
KKC’s failure to prepare and submit the financial report for the year 2023 together with an interim management discussion and analysis through the transmission system of the Stock Exchange of Thailand as
Unqualified opinion 2021 Reviewed Company Q1 31/03/2021 Unqualified opinion 2020 Company Year 31/12/2020 Unqualified opinion with an emphasis of matters /Others 2020 Reviewed Company Q3 30/09/2020
2021 Consolidated Q2 30/06/2021 2020 Company Year 31/12/2020 Unqualified opinion with an emphasis of matters /Others 2020 Consolidated Year 31/12/2020 Unqualified opinion with an emphasis
Unqualified opinion with an emphasis of matters /Others 2021 Reviewed Company Q1 31/03/2021 Unqualified opinion with an emphasis of matters /Others 2020 Company Year 31/12/2020 Unqualified opinion
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.