) of the Notification of Capital Market Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which has been promulgated in

the Notification of Capital Market Supervisory Board No. TorLorThor. 8/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014 which has been promulgated in

Capital Market Supervisory Board’s regulations.* Therefore, the SEC has revoked Sareerat’s approval as Investment Consultant for Complex Products Type 2** for 10 years. However, since her approval has

while AMLO prepares to issue regulations under the Anti-Money Laundering Act.The SEC has therefore coordinated with AMLO to establish requirements on the risk management system of digital asset business

understanding of the relevant rules and regulations, and additional content relating to capital market participants was incorporated to provide a more comprehensive understanding of the capital market context

confidence and protecting investors in the Thai capital market.In this regard, the SEC is proposing principles for amending the relevant regulations to strengthen the role and performance of internal

shareholders meeting for their consideration in accordance with the relevant laws and regulation. The resolution was thus in accordance with the plan and procedure approved by the AGM No.28/2017 held on April 24

incriminated nor prosecuted under the laws, either Thai or foreign, on securities and exchange, finance company, securities company and credit foncier, commercial bank, life insurance, insurance or other laws

being incriminated nor prosecuted under the laws, either Thai or foreign, on securities and exchange, finance company, securities company and credit foncier, commercial bank, life insurance, insurance or

. 2555 (2012), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 16 June 2013. Clause 2 In this Notification