as having measures for emergency matters whereby procedures and responsible persons should be clearly prescribed; (3) Having staffs with approvals from the Office to contact, solicit or advise clients
matters: (1) Duties and responsibilities of service provider including responsibility for securities company and its clients from any act or omission of any act, willfully or negligently, of the service
, that should cover the following matters: (1) Duties and responsibilities of service provider including responsibility for securities company and its clients from any act or omission of any act, willfully
Prospectus and other matters relating to investment in Metropolis Office Building and Suntowers retail space section 3. Successful issuance and offer for sale of the additional trust units 4. The Company
any record of violation of the laws or regulations of Home Economy in matters relating to the disclosure of material information to investors or Home Regulator, and have not failed to submit such
_____________________________________________________________________ 3. I/We have not had any record of violation of the laws or regulations of Home Economy in matters relating to the disclosure of material information to investors or Home Regulator, and have not
should promote participation of and communication with the shareholders, engage the shareholders to participate in decision-making involving significant corporate matters, ensure that the shareholders
4. A notifications of allegation, appointment, imposition of administrative sanction, consideration on appeal or any other matters shall be made in writing. Clause 5. In cases of urgency or where a
cases where there are other Notifications of the SEC Office regarding approval of auditors for any specific matters. 2 Clause 5 It shall be deemed that the State Audit Office of the Kingdom of Thailand