(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...
(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
าเหน็จบ านาญ (Pension Funds) กองทุนความมั่งคั่งแห่งชาติ (Sovereign Wealth Funds) บริษัทผู้ รับบริหารการลงทุน และทรัสต์ให้กบัครอบครัว (Family Offices) บริษัทประกนัภยั (Insurance Companies) กองทนุซึง่
มังคังแห่งชาติ (Sovereign Wealth Funds) บริษัทผู้ รับบริหารการลงทนุและทรัสต์ให้กบัครอบครัว (Family Offices) บริษัท ประกนัภัย (Insurance Companies) กองทุนซึงจัดตั งโดยองค์กรซึงไม่แสวงหากําไร (Endowment
institutional and individual clients, including financial institutions, public and private pension plans, insurance companies, endowments and foundations, sovereign wealth funds and high net worth investors. PSG
this Chapter: “ financial institution ” means: (1) commercial bank business, financing business, credit forcier business; (2) securities business; (3) derivatives business; (4) insurance business; (5
work ” means a supervisor of the investment line of work under the Law on Life Insurance and the Notifications issued under such law; The terms, “ fund manager ” and “ investment analyst ” shall have the
on Life Insurance and the Notifications issued under such law; The terms, “fund manager” and “investment analyst” shall have the same meaning as defined in the Notificaton of the Capital Market