presented the study on Thai equity fund performance and information of which investors should learn prior to making decision to invest in funds. The Forum was hosted under the Memorandum of Understanding
country regulators are able to provide assistance in investigation and the exchange of information relating to violation of securities law;- At least two directors must be Thai nationals and reside in
it stated in the signed agreement. Therefore, the SEC advises UPA shareholders to carefully study the information, exercise their rights to protect their own benefits and seek clarification or
instructed AIE and AI to cooperate with their auditors by providing information and documents satisfactorily, and submit the corrected and audited financial statements for the year 2015 to the SEC as soon as
of violation. The SEC urges anyone who is affected by the damage incurred from making an investment with this group of persons to provide the ECD Police with additional information at 0-2237-1199 for
securities business operation can give additional information to the ECD Police at 0-2237-1199.Investors are strongly advised to consult the License Check page at www.sec.or.th to verify the status of
investment units sold.? Asset management company must inform unitholders of information relevant to the conversion before the meeting date. The information provided also must include a comparison of the Type
disclosure of false information in accordance with Clause 4(3) of the SEC Notification No. KorChor 8/2553 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated April 23
information of Montri Fund scheme and fund prospectus, the SEC probed into the case and found that he inaccurately specified the age of a building purchased by Montri Fund which was, in fact, many years older
system. As for trading room cases, some investor contacts failed to prepare complete reports of client orders while others provided inaccurate information on the trading reports. For example, phone orders