contravention of Section 240 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), subject to the penalties under Paragraph 1 of Section 296 and Section 296/2 and the civil penalties under Section 317/4 and

Securities and Exchange Act B.E. 2535 (1992), which carries penalties under Sections 296 and 296/2 of the same Act. Therefore, the SEC has filed the complaint against Mr. Boon Vanasin to the ECD for further

approval by the BOT to participate in the Programmable Payment Sandbox to provide services or proceed in the manner of MOP under the Sandbox; and                   (3)  Revising the Cryptocurrency List

mutual funds under management of the same asset management company only up to two tiers for general mutual funds may not be flexible enough.  The SEC has therefore revised the governing rules in this

such action. Athit’s acts are liable to operating securities business without license in contravention of Section 90, which is subject to the penalties under Section 289 of the Securities and Exchange

committed an offense under Section 89/25*, for example, taking the assets of the juristic person with dishonest intent, obtaining unlawful gains which damages the juristic person, or altering, shortening

areas, namely securities regulation reviewed under 37 IOSCO Objectives and Principles of Securities Regulation, and the clearing and settlement infrastructures reviewed under the Principles for Financial

misconduct of MRC - BIZ is liable to offering for sale of digital tokens and operating digital asset exchange without license, which is a legal offense under Section 17 and Section 26 subject to the

quarter of 2018 would show a great decrease in profits. She sold out 314,500 of UVAN shares that were held under the trading account of Amornrat to avoid loss before UVAN submitted its financial

Bangkok, 14 January 2019 ? The SEC announced that the Ministry of Finance, under the recommendation of the SEC Board, had denied a digital asset business licence for Coin Asset Co., Ltd.Earlier