Bangkok, December 24, 2013 ? SEC Secretary-General Vorapol Socatiyanurak revealed after quarterly meeting with the Association of Thai Securities Companies (ASCO) and the Association of Investment
effective from June 16, 2013.Vorapol Socatiyanurak, SEC Secretary-General said: ?The revised outsourcing rules will allow securities and derivatives business operators to outsource activities directly
") member states. As a consequence, the SEC approved auditors will be exempted from registering with respective audit regulators of EU. SEC Secretary-General Vorapol Socatiyanurak said ?The EC?s recognition
due diligence checklist before investing in complex financial products to promote business standard and competitiveness. SEC Secretary-General Vorapol Socatiyanurak said that the SEC approved the AIMC?s
Investors Association (TIA), the Thai Listed Companies Association (TLCA), the Thai Financial Planners Association (TFPA), and the Securities Analysts Association (SAA). SEC Secretary-General Vorapol
preparation for the upcoming liberalization and market linkage,? said SEC Secretary-General Thirachai Phuvanatnaranubala. # # #
up the quality of financial reports and information disclosure of listed companies. Tipsuda Thavaramara, SEC Deputy Secretary-General, said that ?At present, freer flow of capital and cross-border
Chantanayingyong, Acting SEC Secretary-General, said that the 3rd SEC Working Papers Forum, 2015 presented the research papers of Kasetsart University concerning liquidity and noise trader behavior in the Stock
particular person or persons. The revised rules are expected to become effective by August this year. Rapee Sucharitakul, SEC Secretary-General said that recently equity private placement deals of listed
services of securities firms. Vasant Thienhom, Deputy SEC Secretary-General said, ?The SEC found that some investors have solicited other investors and investing public, either verbally or through LINE as