, companies shall arrange BCP in a written and obtain an approval from senior management and the Board or the appointed working group. The BCP as such should be kept at place of business, either inside or
institutions established by the specific law. (2) a written contract upon the appointment of an agent for the custody of client’s assets shall be arranged. Such contract must contain a prohibition on appointment
by the specific law. (2) a written contract upon the appointment of an agent for the custody of client’s assets shall be arranged. Such contract must contain a prohibition on appointment of sub-agent
Forward Swaps Long options Written options และ อ่ืนๆ (ใหระบุ) แยกตามสินคา(ตัวแปร)อางอิง ไดแก ตราสารทุน(equity) อัตราดอกเบี้ย(interest rate) อัตราแลกเปลี่ยน(currency) สําหรับสินคาอางอิงอื่นๆ หมายถึง
procedure of such systems in written with an approval of Board or Executive Board of securities company. Clause 5. Securities company shall prescribe a measure protecting internal data access between
written with an approval of Board or Executive Board of securities company. Clause 5. Securities company shall prescribe a measure protecting internal data access between organization and worker of
, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in written with an approval of Board or Executive Board of securities company
transactions that require a written consent from the client as specified by the Office 6.5 Other additional information that the management company and the client have agreed to disclose (7) Conditions on the
encumbrance according to the rules specified by the Office 6.4 The list of transactions that require a written consent from the client as specified by the Office 6.5 Other additional information that the
impairment of investment in subsidiaries - - Reversal of provisions from deferred debt restructuring difference - (765) (100%) Loss on written off of assets 0 8 (4672%) Provision for court case claim 100 19 81