Proprietary Trading of Securities and Derivatives for Derivative Brokers. Notified this 7th day of April 2015. (Mr. Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission
20th day of August 2014 -signature- (Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission Note: please note that the contents added in brackets [….] have only been
of April 2015. -signature- (Mr. Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission
to be established under this Notification. Notified this 26th day of June 2013. - Signature - (Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission Chairman Capital
branch offices granted an approval by the SEC Office to be established under this Notification. Notified this 26th day of June 2013. - Signature - (Vorapol Socatiyanurak) Secretary-General Office of the
first paragraph shall be in accordance with the Notification of the Associations approved by the SEC Office. Notified this 7th day of April 2015. - Signature - (Vorapol Socatiyanurak) Secretary-General