for at least two years; (4) To adjust the applicable scope of investment advisory business operators to ensure their implementation of sufficient controls over the management of IT-related risks
อิสระระหว่างประเทศด้านสิ่งแวดล้อม โดยมี Mr. Donald Kanak, Chairman of Prudential Insurance Growth Markets, Mr. Eric Lalo, Head of Sovereign Advisory, Rothschild & Co และ Mr. Ephyro L. Amatong
various categories consisting of: (1) equity brokerage, (2) equity dealing, (3) equity underwriting, (4) investment advisory service, and (5) securities borrowing and lending.
companies that operate business in the categories of securities brokerage, dealing, investment advisory and underwriting, as well as mutual fund management, private fund management, venture capital
brokerage, securities dealing, investment advisory, securities underwriting, mutual fund management, private fund management and derivatives agents, etc.
Advisory Services บริษัท อีวาย คอร์ปอเรท เซอร์วิสเซส จำกัด - Dr.Theresa Devasahayam, ASEAN LCEP Gender Lead นางช่อทิพย์ เศวตรุนทร์ ผู้อำนวยการ ฝ่ายตราสารหนี้ ขณะ
digital asset dealer.Compared to securities business, digital asset businesses have not yet expanded into digital asset advisory service and digital asset fund management. Earlier, securities companies
of research analysis by non-licensed business operators may be regarded as carrying out the investment advisory service business because such promulgation must only be made by a licensed business
-up capital of 500 million baht for undertaking the following businesses ? brokerage, dealing and underwriting of securities, investment advisory, mutual fund/private fund management, securities
December last year. The SEC therefore instructed the offerors and their financial advisor Finnex Advisory Co., Ltd. to revise the tender offer documents by adjusting the offer price according to the said