failed to record their clients' derivatives trading orders frequently. {D} admitted that the unrecorded orders were taken via mobile phone and WhatsApp, while {E} admitted that he had accepted his client's
competition and innovation and technology advancement. The 2015 plan comprises six strategic moves: (1) attaining high regulatory standards on par with internationally accepted standards; (2) enhancing
financial gaps and needs using internationally accepted instruments in order to identify target groups and policy areas to focus and to compare with countries in the region or internationally??Monitoring of
?s quarterly and annual financial statements for 2004, which was not prepared in compliance with generally accepted accounting principles concerning the matching principle, which was a breach of
not be accepted**.Following the criminal complaint filed by the SEC, the criminal enforcement process will proceed with an investigation by the inquiry official, prosecution by the public prosecutor
;Generally Accepted Accounting Principle(US GAAP) ให้บริษัทที่ออกหลักทรัพย์จัดทำและเปิดเผยข้อมูลในงบการเงินในรายการที่ไม่มีมาตรฐานการบัญชีไทยครอบคลุมถึงตามมาตรฐานการบัญชีที่ถือปฏิบัติ
applications submitted by Miss Wannapat for SEC approval to be personnel in the capital market business during the 10-year period, starting from 28 April 2026, will not be accepted.
Office may collect and process the personal data of minors. For any activity related to the SEC Office, it is assumed that a minor cannot perform this activity on his or her own. The SEC Office will ensure
Services Dialysis Center (The st branch - Phatthanakan) was inaugurated. The patients accepted replacement therapy with dialysis with dialysis machines increased gradually to fully capacity. The previous