(ศูนย์ซื้อขาย) โดยศูนย์ซื้อขายดังกล่าวต้องอยู่ภายใต้การกำกับดูแลของหน่วยงานกำกับดูแลที่เป็นสมาชิกของ IOSCO ซึ่งเป็นพหุภาคีประเภท Signatory A ใน Multilateral Memorandum of Understanding Concerning
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับ CFA Institute และสมาคม ซีเอฟเอ ไทยแลนด์ จัดงานอบรมหัวข้อ“Understanding the impact of sustainability on the value and performance of
capital market participants to continuously enhance knowledge and understanding on this issue. The intended outcomes are to encourage investments in businesses that operate sustainably, ensure
Recommendations, prepared by the SEC with support from the TCFD, is a vital tool for listed companies, investment analysts and asset managers to gain a better understanding of climate-related financial
Memorandum of Understanding concerning Consultation and Co-operation and the Exchange of Information (IOSCO MMoU), for the purposes of information exchange and regulatory enforcement co-operation. Due
This seminar aimed to promote listed companies’ awareness of the importance of the Three Lines of Defense in fostering good corporate governance. It also sought to enhance the understanding of
This seminar aimed to promote listed companies’ awareness of the importance of the Three Lines of Defense in fostering good corporate governance. It also sought to enhance the understanding of
personnel related to the capital market or supervision of the capital market, 3) enhance knowledge and understanding about the capital market, investments and capital market development for investors
holding various positions in agencies with an emphasis on equality, and (6) preventing and solving the problem of sexual harassment or assault in the workplace, enhancing knowledge, understanding of
sufficient and complete information, as well as continuously providing knowledge and understanding on investment in bonds to the public.Moreover, SEC has established a mechanism for the investors to be able