Limited (“ALL”), had changes in her securities holdings in ALL during the period from 28 August 2020 to 27 August 2021, through transactions executed by herself as well as by her former spouse. Accordingly
securities holdings in ALL during the period from 28 August 2020 to 3 January 2023, through transactions executed by himself as well as by his former spouse. Accordingly, Mr. Thanakorn had the duty to prepare
wallets connected to the internet when conducting transactions only, in the proportion specified in the notification of the SEC. DAB Act S.94 in conjunction with 30 and 31 Settlement Committee Meeting No
, digital wallets connected to the internet when conducting transactions only, in the proportion specified in the notification of the SEC. DAB Act S.94 in conjunction with 30 and 31 Settlement Committee
failing to have a sufficient and effective system for executing securities transactions for the mutual fund, resulted of an act or failure to act which is a dulty required to be performed. SEC Act S
Miss Paleerat Panbunhom Between 23 September 2024 to 30 September 2024, Miss Paleerat Panbunhom acquired and disposed of three transactions of shares of Nova Empire Public Company Limited (“NOVA
market conditions. Furthermore, these transactions misled other persons to into thinking that these securities were traded in significant volume and lured others to participate in the trading. This case is
conditions. Furthermore, these transactions misled other persons to into thinking that these securities were traded in significant volume and lured others to participate in the trading. This case is in the
was inconsistent with the normal market conditions. Furthermore, these transactions misled other persons to into thinking that these securities were traded in significant volume and lured others to