, accepting of trading orders, or negotiation with clients is made via telephone or electronic means, the securities company shall keep records of such action by using a tape recorder or an electronic data
, or negotiation with clients is made via telephone or electronic means, the securities company shall keep records of such action by using a tape recorder or an electronic data recording device. Clause
service: Call & Shop (shopping via telephone) • New service: Drive Through • Cooperate with Dolfin e-wallet application to encourage e-payment for convenience and safety Furthermore, we have introduced “5
)………………...……….…….. Telephone: ………...…….…….. บริษัท / Company ……………………………….………….…………………………. E-mail: …………………………………………………………. คำอธิบายในการกรอกแบบฟอร์ม 59 คำอธิบายในการกรอกแบบฟอร์ม 59 จัดทำขึ้นเพื่อให้ผู้มีหน้าที่รายงานมีความ
แหน่ง / Position ……………………….….…….……….………………………….. The person appointed as contact person (if any)………………...……….…….. Telephone: ………...…….…….. บริษทั / Company ……………………………….………….…………………………. E-mail
basis for calculating fee, including method of payment of fee or other benefit for the investment advisory company; (9) procedure of filing complaint, name, address, telephone number of the person or
securities company shall retain such record until all the procedures are completed. In the case where the advise, trading instruction or negotiation is made by telephone or via electronic means, the securities
is made by telephone or via electronic means, the securities company shall keep the records of such transaction by using tape recorder or electronic data recording device. Clause 14. A securities
this market group has been increased during year 2020 to 2021. • Product sales channel through Telesales by selling products via telephone contact with new and small customers, accounts for less than one