order form (Form F8) despite the fact that those trading orders were made via mobile phone. Use of Form F8 therefore was inappropriate submission of trading orders because such Form must be used in
Bangkok, February 26, 2014 ? The SEC is seeking public comment on proposed rule on the classification of mutual funds based on net exposure. The classification will be used for fund performance
Limited (ESTAR) for insider trading.With the referral from the Stock Exchange of Thailand, the SEC probed into the case and found that during February 24-28, 2014, Ratanachai had used another person?s
would improve the financial reporting forms used by such intermediaries to meet the following objectives: ?1.? To comply with the revised financial reporting standards of the Federation of Accounting
delay.According to the auditor?s report, accounting policies were improperly used in the annual financial statements for the year 2014, whereby Smart Traffic Co., Ltd., an EIC affiliate, failed to record allowance
electronic system will be more transparent and reflect the companies? good governance. At present, several countries have used the similar system including ASEAN members in preparation for ASEAN Economic
volume to be inconsistent with the normal market condition, the SEC probed into the case and found that Pimpa in colluding with Nophadol had used Nophadol?s and other persons? trading accounts to trade
control rent gas tanks from PICNI and made false entries in the accounting document with an intention to deceive others. She also recorded false revenues in the ledger and used such numbers in the company’s
gas tanks from PICNI and made false entries in the accounting document with an intention to deceive others. He also recorded false revenues in the ledger and used such numbers in the company’s financial
Group Public Company Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) securities, used nominee accounts to subscribe and receive allocated shares for patrons of such companies. Such conduct was