recent times, the SEC has streamlined the internal processes for greater efficiency and speed, resulting in tangible results. Since the beginning of this year, legal actions have been enforced in 15 cases
compensation for losses resulting from incorrect pricing to the mutual fund or affected parties in an amount greater than the actual loss incurred. For example, compensating in consideration of opportunity cost
Prior to the on-site inspection, the SEC communicated concerns with the venue owner and the event organizer, resulting in suspension of seven exhibitors’ activities. Today, during the inspection, 16
information and listed company executives? duty performance without due care, resulting in the total 31-million-baht civil penalty and the total 19.6-million-baht compensation for the equal amount of benefits
which would notify 1000X of transactions to 5,000 wallet addresses on 1000x.live, resulting in the website having a complete system for the business. The acts of 1000X and Worawat constitute jointly
by seeking wrongful benefits or embezzling IEC?s assets for himself or other persons. He made IEC enter into a contract with a computer company believed to be a related entity, resulting in IEC having
company?s business which was deemed as material information for investors? decision-making. He also failed to review the information on compensation paid to two directors of issuing company, resulting in
such information from their positions as CEO and chief finance officer, respectively. The information was about allowance for doubtful account on trade accounts receivable resulting in TUCC operating
Centerpoint is a center of three kinds of knowledge; namely, explicit knowledge, tacit knowledge, and in-process knowledge which is a conclusion and opinion on the operations resulting from analysis of the
-year imprisonment and 8,000,000 Baht fine. Since the defendant pleaded guilty, the Court reduced the punishments by half, resulting in 1-year imprisonment and 4,000,000 baht. The jail term was suspended