specified by the intermediary , for instance, requiring the client to deliver additional information or suspension of service for the purpose of preventing or inhibiting the action of market abuses or
transaction date or the date of requiring additional collateral, as the case may be; (3) in case of securities borrowing and lending transaction, and pledging or redeeming collateral, the confirmation statement
date; (2) in case of transaction in respect of trading derivatives, the confirmation statement shall be sent out within the following business day of the transaction date or the date of requiring
Code of Conduct Fundamentals for Credit Rating Agencies. 4.3 A CRA should establish, maintain, document, and enforce policies, procedures, and controls requiring employees to undergo formal ongoing
Enclosure 2 2 Exchange Act B.E. 2535 (1992) (including the amendments thereof) of such shareholder to increasingly hold the number of shares of the Company which reach or exceed the trigger point requiring
implemented our credit policy in support of government measures. Notably, we launched a special-interest loan product requiring SME entrepreneurs to use the financial statements submitted to the Revenue
financial institutions and requiring them to put in place IT risk supervision measures consistent with their business operations, transaction volumes, IT sophistication and related risks. IT risk supervision
customers to instantly view. This is all done without requiring the staff at forecourt to move between the customer vehicle and the payment point, increasing convenience and the speedy of service. Also
Republic. Aside from not requiring a bank account, this e-wallet also helps ease customers’ burden of carrying cash. 3) Industry Solution & Ecosystem Track: We aim to broaden our customer base in the digital