capital needed. 3. If a material deficiency is identified in the issuer’s ability to meet its cash obligations, disclose the course of action that the issuer has taken or proposes to take to remedy the
different from those prescribed in the approval criteria and the company is unable to rectify such difference within the period prescribed by the Office, the Office shall have power to notify the company to
or directors or executives of the CIS operator cannot clarify or rectify within the specified period of time, the SEC Office may withdraw its approval as prescribed in subparagraph (2) of the first
Translation (Unofficial Translation) PAGE (Unofficial Translation) Page 32 of 32 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Rel...
Microsoft Word - OrKhorNor5-2549F.doc (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating...
by such financial institution whose license is revoked or whose operation is subject to control or suspension on the grounds that its business plan to rectify its operations or financial positions has
Stock Exchange under Section 57 or Section 199 in conjunction with Section 57, as the case may be; (c) the applicant shall not be in process of rectify its financial statements or reports required to be
) [i] rectification or other acts useful for clients, investors, company or shareholders as a whole, [or] money market or capital market as a whole, or [ii] amendment, remedy or prevention against
ability to meet its cash obligations, disclose the course of action that the issuer has taken or proposes to take to remedy - 21 - the deficiency. Examples of disclosure that can be relevant include the
required by the SEC Office under Section 57; (c) being in process of rectify their financial statements or reports required to be prepared under Section 56 or Section 57 as ordered by the SEC Office; (d