acknowledged the benefit of ?Pride of the Provinces? Project to local business operators nationwide as it provides them with knowledge about the capital market and encourage them to use the Thai capital market
: “securities holder” means any securities holder accepted by the securities registrar. “client” means any securities issuer accepted by the securities registrar. Clause 2. In providing services as securities
complex 2**) and specified a period during which his resubmission for an application for an approval as a capital market business personnel would not be accepted for a period of 10 years, effective from 4
made securities trading decisions on the clients? behalf. The recorded conversation indicated that Ashiya and Onjira specified securities, amount and price for their clients and the clients accepted
conversation indicated that {A} and {B} specified securities, amount and price for their clients and the clients accepted their trading decisions without objection or asking for any information of those
subsidiaries for the six-month period ended 30th June 2019, be approved. 2. That the resignation of 2 directors, be acknowledged, details as follows: 2.1) Ms. Bee Leng Ooi, Authorized Director, member of the
at 13.00 hours at the Company’s head office at No. 45/14, Moo 1, JKN Gallery Salaya, Tambon Song Khanong, Amphoe Sam Phran, Nakhon Pathom Province 73210, has considered and acknowledged the office
has acknowledged and accepted such investment risk; (2) monitor and revise the client’s information. In the case where the assessment result of the client’s risk profile has changed, the intermediary
order for the client to be aware of the investment risk outside the house view and shall procure evidence showing that the client has acknowledged and accepted such investment risk; (2) monitor and revise