): .................................................................................................................................................................................... Wish to apply for Company Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a 30-day expiry from the SEC Office’s approval date
disclose the information having the content identical to the fund project and the latest draft prospectus to the investors via the Office’s electronic transmission https://publish.sec.or.th/nrs/5883pe.doc
procedures provided by the Office of the Securities and Exchange Commission in the electronic operational system of the Office of the Securities and https://publish.sec.or.th/nrs/4197pe_r.pdf Microsoft Word
Office’s website Clause 4 This Notification shall come into force as from 1 July 2011. Notified this 20 th day of June 2011. -signature- (Thirachai Phuvanatnaranubala) Secretary-General Office of the
Status Report This is in reference to the SEC Office’s email dated 28 June 2010, which informed securities companies and derivatives brokers (“intermediaries”) of the requirement for submission of the
approval according to the forms and procedures provided in the Office’s electronic work system. The Office will grant an approval only when comply with the following conditions: (1) the applicant have
application for approval according to the forms and procedures provided in the Office’s electronic work system. The Office will grant an approval only when comply with the following conditions: (1) the