., Kinpo Electronics Inc. and/or its subsidiary Kinpo International (Singapore) Pte. Ltd. (collectively known as “Kinpo Group”)) (the “Transaction”). CCPH will buy KPPH shares from Kinpo Group of not more
indirect individual account of an omnibus account to the extent that the client knows or should have known as a result of holding such omnibus account. (2) the client gives consent to the intermediary for
) Recognized as the asset management company champion, being assigned five-star rating in the overall rating category for 11 funds, covering all types of asset classes, i.e., fixed-income funds, Thai and foreign
) “ insider information ” means a material fact which would affect the price of a securities and has not been disclosed to the public, and has become known to a securities company during the course of the
material fact which would affect the price of a securities and has not been disclosed to the public, and has become known to a securities company during the course of the company’s business operation; (8
clients that should not be disclosed and has become known by an intermediary through its operation of securities business or derivatives business; “investment” means an acquisition, disposal or holding of
public and the securities known by its business operation; “investor contact” means a person who contact, solicit, giving advice or prepare an investment plan to the investor or to client of securities
securities which is not reveal to public and the securities known by its business operation; “investor contact”1 2 means a person who contact, solicit, giving advice or prepare an investment plan to the
an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to public and the securities known by its business