Bangkok, July 20, 2015 ? The SEC takes further actions under the securities and exchange law after the Department of Business Development (DBD) clearly indicated that disallowing shareholders to

his employer. The SEC then probed into the case and found from conversation records that Nongun had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with

records that {B} had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with such permission.In performing their duty, an investment consultant can send

prices, while Prayuth and Naruephol used their own accounts to manipulate the SECC share. Porntep?s and Arada?s actions were liable to contravention of Section 243(1) in conjunction with Section 244 and

statement, as specified in the aforesaid Notification. Nevertheless, the SEC continues to encourage listed companies to focus on important matters, applying the existing fee reduction measures. These

specifies that digital asset business operators establish measures for controlling and keeping clients’ digital assets securely or deposit clients’ digital assets with a third party custodian who is fully

(1) the changing IT usage in business practices, (2) the increasingly sophisticated technical approaches and mechanisms of cyber threats, (3) the revisions to preventive measures for addressing

, and design the appropriate supervisions and measures to prevent the recurring of problems in the future. Information from the report, such as frequent complaint matters, cause of complaint, degree of

following and inquiring about cybersecurity measures and data security from your service providers, including cooperating with them to ensure that your data and assets are safe.” In addition, the SEC

procurement. (In case of financial institutions, specify financial sources and loans); (b) If the manufacturing process or treatment of raw material wastes affects the environment, clarify the Company's actions