businesses : (1) securities brokerage; (2) securities dealing; (3) investment advisory service; (4) securities underwriting; (5) mutual

prospectus of title, if applicable) to subscribers or purchasers; and b. the book-entry transfers of the securities being offered in favor of subscribers or purchasers. D. Underwriting Arrangement 1. Disclose

the Operation of Securities Underwriting dated 25 October 2006; (4) Clause 2(1) and (3) and Clause 19 of the Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules

Notification of the Securities and Exchange Commission No. KorThor. 24/2549 Re: Rules, Conditions and Procedures for Supervision of the Operation of Securities Underwriting dated 25 October 2006; (4) Clause 2(1

Securities Underwriting dated 25 October 2006; (4) Clause 2(1) and (3) and Clause 19 of the Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for

. Financial advisory and underwriting fees totaled Baht 191 million, an increase of 187.1% from Baht 66 million in 1Q18. Meanwhile, brokerage business income totaled Baht 339 million, declining 29.8% from Baht

% 3,024.8 2,596.6 -428.2 -14.2% Cost of service 240.5 222.3 -18.2 -7.6% 448.8 453.9 5.2 1.2% Rental cost 143.9 7.9 -135.9 -94.5% 292.7 46.9 -245.8 -84.0% Underwriting expenses 59.6 51.3 -8.3 -13.9% 92.2 110.7

unit offering 1. Details of the offered units 2. Subscription, underwriting and allocation 3. Price of units in the secondary market 4. Expenses related to the offering Part 4: Certification of

TREASURIST INVESTMENT ADVISORY SECURITIES CO.,LTD. WCI WEALTH CREATION INTERNATIONAL INVESTMENT ADVISORY SECURITIES CO.,LTD. List of company licensed Securities Underwriting (Securities Company) ชื่อย่อ ชื่อ

Asset Management business totaled Baht 195 million, an increase of 94.0% yoy from Baht 100 million from the continued growth in Asset under Management. Financial advisory and underwriting fees totaled