such activities contravene other laws, the SEC will collaborate with relevant authorities to take further action.Furthermore, leads on suspicious activities in the capital market can be notified to the
stakeholders’ awareness of the importance of audit quality. This will urge audit firms to further improve their audit quality and strengthen confidence in the financial reporting system and the Thai capital
securities companies and investors. In this respect, SEC will consider detail operational guidelines to be presented to the SEC Board for further consideration. _______________________
Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak
suggestions gathered therefrom, and studied further details before proposing the current draft amendments to digital asset business regulations.The consultation paper is available at https://www.sec.or.th/TH
sustainable returns from their operation, which in turn will be used for further social and environmental development in the long run. The online pitching event today marked a great opportunity for Thai social
financial innovation, and emerging and cross-border regulatory development, aiming to further specify more consistent rules and regulations.
for further development and increase investment alternatives for investors.
in favor of the SEC guidelines – and also covers clearer revision of mutual fund schemes. For further details of the public hearing, please visit https://www.sec.or.th/TH/Pages/PB_Detail.aspx
will further demonstrate the SEC role in promoting and supporting the business sector’s consideration of human rights in a tangible way and building international recognition of Thailand’s SDG