issuers.Moreover, considering the potential of banks and their subsidiaries to provide selling agent services for ASEAN CIS, the SEC has coordinated with the Bank of Thailand to allow the banks licensed to undertake

รพล โสคติยานุรักษ์ เลขาธิการ ก.ล.ต. เปิดเผยว่า คณะกรรมการกำกับตลาดทุนมีมติเห็นชอบให้เพิ่มประเภทตัวกลาง (selling agent) ในการเป็นตัวแทนขายและรับซื้อคืนหน่วยลงทุน สำหรับผู้มีคุณสมบัติตามที่กำหนด คือ (1

approved by and registered with the Office, whose main objective is to promote and develop securities business in the category of asset management; “Custody agent” means any person whom a registered person

with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to

with the Office, whose main objective is to promote and develop securities business in the category of asset management; 1“Custody agent” means any person whom a registered person appoints as an agent to

, 2019 onward.  Revision has been made for escrow agent transactions to ensure increased flexibility; the Escrow Regulation Committee has been given more powers and obligations in supervising and

the delivery of an extraordinary experience with ongoing exclusive activities held to enhance customers’ wealth in alignment with their business and personal needs. Of note were “The Symbol of Your

” agent in order to deliver an excellent customer experience. We will collaborate with our partners, cross-industry and cross-border, to create ecosystem partnerships under the “KASIKORNBANK and Beyond

securities investments; “investment advisory agent” means a natural person other than director or officer of the investment advisory company, appointed by the investment advisory company to be an advisory

าหนดใหผู้ดู้แลผลประโยชน์ของคู่สัญญา (escrow agent) ซ่ึงเป็นบุคคลท่ี 3 ท่ีมีความน่าเช่ือถือ เป็นผูเ้ก็บรักษาเงินค่าจองซ้ือดงักล่าว โดยปัจจุบนัมีธนาคารพาณิชยท่ี์ไดรั้บใบอนุญาต escrow agent จากกระทรวงการ