Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
Surveillance and Enforcement (2) Emerging Trends in Market Misconduct และ (3) Digital Assets: Regulatory, Surveillance, and Enforcement ซึ่งที่ประชุมได้ร่วมกันแลกเปลี่ยนข้อมูลประสบการณ์ในการกำกับดูแล หารือถึง
place to prevent potential damages from listed company transactions and enhance law enforcement effectiveness by increasing the SEC’s authority in case proceedings."Over the years, the SEC has undertaken
criminal complaint filed by the SEC, the criminal enforcement process will proceed with an investigation by the inquiry official, a prosecution of the public prosecutor, and an adjudication of the court of
following Divisions and Departments: 2.1 Enforcement Division comprises Enforcement Department, Litigation Department and Administrative Appeals Center, supervised by Assistant Secretary-General
and enhance connectivity of ASEAN capital markets across various dimensions, including sustainable finance, regulatory and enforcement cooperation, financial literacy, and the promotion of ASEAN capital