, either under Thai or foreign laws; (3) being currently subject to a criminal complaint or legal prosecution for an offense concerning property by a relevant agency, only for a cause arising from a

management position and chief accounting officer shall affix their signatures; (b) in the case where the issuer is a listed company, either a director who has the power to bind or the person holding the

: ________________________________ _________________________________________ (full name) _________________________________________ (company) (* The application form shall be signed either by the Operator of the ARFP Passport Fund or

investment or deposits assets with a commercial bank, either in Thailand or in another country, the securities clearing house shall evaluate potential risks from the use of the commercial bank’s services to

securities issued by a foreign company which complies with the following criteria: (1) an offer for sale of newly issued shares by a foreign company in accordance with either one of the following conditions: 3

holder as the owner or beneficiary of a collective investment scheme established under foreign law, either in the form of company, trust or any other form. Clause 3 A licensee shall pay to the SEC Office a

_________________________________________ (full name) _________________________________________ (company) (* The application form shall be signed either by the Hong Kong Covered Management Company of the Hong Kong Covered Fund or an

shall be signed either by the Hong Kong Covered Management Company of the Hong Kong Covered Fund or an authorised person of the Hong Kong Covered Management Company of the Hong Kong Covered Fund. The

of derivatives brokerage whose shareholder is a commercial bank or the securities company under either (1) or (2) holding more than 50 percent of the total number of shares with voting right of such

commercial bank or the securities company under either (1) or (2) holding more than 50 percent of the total number of shares with voting right of such person; (4) a company which is newly established for the