brokerage, securities finance, securities borrowing and lending, securities dealing or securities underwriting, which is not limited to debt instruments, exclude financial institutions established under
, securities finance, securities borrowing and lending, securities dealing or securities underwriting, which is not limited to debt instruments, exclude financial institutions established under specific laws or
other laws: (a) securities financing business; (b) brokerage, dealing or underwriting of any securities, which is not limited to debt securities or the units ; (c) brokerage, dealing, or underwriting
Act B.E. 2551 (2008). 3the law on life insurance means The Life insurance Act B.E. 2535 (1992). 4 (a) securities financing business; (b) brokerage, dealing or underwriting of any securities, which is
insurance means The Life insurance Act B.E. 2535 (1992). 4 (a) securities financing business; (b) brokerage, dealing or underwriting of any securities, which is not limited to debt securities or the units; (c
Securities and Exchange Commission No. Or Thor. 21/2543 Re: Guidelines for the Operating Control of Brokerage and Dealing of Securities That Are Not Debt Instruments _____________________________ For the
reference. PAGE 2 Notification of the Capital Market Supervisory Board No. Tor Dor. 67/2552 Re: Rules, Conditions, and Procedures for Dealing of Debt Securities _________________ By virtue of Section 16/6 of
, Conditions, and Procedures for Dealing of Debt Securities dated 26 September 2000 shall mean reference to this Notification. Notified this 3rd Day of August 2009. -signature- (Mr. Vijit Supinit) Chairman