Committee Order No. 64/2023 Dated 09/08/2023 Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of

require brokers to appropriately consider the credit risk management of their clients, including margin calls and force sell of collaterals;   (5) To remove daily redemption fund from being classified as

to be easily accessed by investors on a daily basis, except for the portfolio holding of the active ETFs which shall be disclosed, as considered appropriate, according to their underlying assets, but

money market funds or daily fixed income funds that have been impacted by the decreased market liquidity will be able to use the underlying unit trust as collateral for liquidity support from this

tool to use for a systematic and long-term saving, with which one can use to prepare for a life after retirement because no matter how much the income one would have after retirement, daily expenses

funds are a tool used as a systematic and long-term saving to prepare for a life after retirement no matter how much the income person would have after retirement, daily expenses and health care

trading activities of ABC shares were inconsistent with normal market conditions. As a result, the closing price jumped from 2.38 baht to 7.80 baht and the daily trading volume significantly increased from

such manipulation. At closing, the UMI price quadrupled from 7.75 baht per share on 8 January 2013 to 38.75 baht per share on 28 February 2013. An average daily trading increased nine times from 3 milion

orders through his account and requested {A} to inform him afterward. {A} admitted that he had made the aforesaid agreement with the client and daily traded securities through client's account, at

Securities and Exchange Act of 1992. The penalties include imprisonment for a term of 2 to 5 years and a fine from 200,000 to 500,000 baht, plus a daily fine of 10,000 baht until the violation ends.The SEC