Bangkok, 24 January 2024 – The Securities and Exchange Commission (SEC) reinforces collaboration with the Department of Special Investigation (DSI) regarding the legal proceedings against the

shares and TFG-W1 by using inside information in separate occasions times. These actions form the basis of two charges against the accused, as detailed below. (1) During the period of 1 March 2559 to 12

Printable Format - Laws and Regulations Securities Borrowing and Lending |- Fees (section 14 and 19) |- Major Shareholders |- Branch Office |- Net Liquid Capital (section 97) |- Capital Reduction

securities business | - |- Registration |- Paid up Capital |- Fees |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders

account the public comments gathered from the previous hearing whereby the calculation of the fees on Thai government bond dealing activities would be revised to reduce the burden on bond dealers and

market?s product variety while it will be more convenient for investors to invest in foreign securities.Foreign securities underlying DRs must either be shares of a large company or investment units of an

rules will apply to Form 56-1 to be filed with the SEC from January 1, 2013 onward. Reservation must be made by August 15, 2013 through facsimile no. 0-2263-6099 without any registration/attendance fees

Commission inquiring about the conditions, rules, and fees for applying a digital asset exchange license. The aforementioned actions by CoinEx and Mr. Puttipong are deemed to be conducting digital asset

Exchanges Commission inquiring about the conditions, rules, and fees for applying a digital asset exchange license. The aforementioned actions by CoinEx and Mr. Puttipong are deemed to be conducting digital

issues the following regulations: Clause 1. The following provision shall be added as Clause 7/3 of the Notification of the Securities and Exchange Commission No. KorChor. 19/2551 Re: Determination of Fees